935 Jefferson Boulevard,
At Independence Financial Partners, you can access a comprehensive investment platform to meet your clients’ wealth management needs—today and in the future.
From mutual funds and variable annuities to retirement accounts and 529 plans, you can offer your clients industry-leading products and services including:
Brokerage Services SupportIndependence Financial Partners and Royal Alliance offers financial professionals access to a premium resource center for all your investment-related needs. We pride ourselves on providing the very best in personal service to our valued financial professionals and their clients.
OperationsWe simplify and streamline day-to-day business operations for account transfers, account maintenance, money movement, and all of your service-related issues for both retail and managed accounts.
TradingWe facilitate transactions for a variety of investment products within our brokerage accounts, specializing in order entry for mutual fund, equity, option, and fixed income transactions.
Training and EducationWe provide critical training and guidance on all services, products, and business systems and are a resource for account management inquiries.
TechnologyOur web-based brokerage technology platform Streetscape® integrates trading and service functionality with customer information and risk management tools. Streetscape delivers the flexible platform you need to help you serve your clients more effectively and efficiently, which may help reduce costs. Functionality includes:
Financial advisors will appreciate the combination of due diligence and flexibility offered through our Registered Investment Adviser (RIA) program, which allows you to retain ownership of your business, while we focus on meeting the regulatory and compliance requirements.
Access a range of industry leading fee-based mutual fund and separate account platforms, including professional money management based on customized investment strategies, as well as financial planning resources.
Managed Account PlatformWhether you are an asset manager or asset gatherer, our diverse lineup of solutions from industry leading managers can help you meet your clients' investment goals and objectives. As an asset gatherer, we offer solutions across the complete spectrum of available managed account types, including:
If you are an asset manager, we have Advisor Managed Portfolios that would provide qualified advisers with the ability to construct models that include individual bonds and securities, ETFs and Mutual Funds.
Financial Planning PlatformProvide fee-based financial planning services to your clients as part of a comprehensive wealth management approach. You will have access to a wide range of industry leading financial planning software available to you at a discounted rate, allowing you to select the planning software that is right for your business and your clients.
Consultative Services PlatformCharge an hourly or flat fee to review or offer recommendations for specific financial planning topics outside of a comprehensive financial plan, such as asset allocation planning, estate planning, retirement planning and goal accumulation planning.
Defined Contribution Consulting PlatformQualified IARs with advanced 401(k) practices can benefit from the Defined Contribution Consulting program, which enables you to offer fee-based fiduciary and non-fiduciary services such as investment selection, monitoring services and development of investment policy statements.
This platform is designed for those IARs who want to act as an ERISA 3(21) Fiduciary, the benefits of which include:
Compliance SupportBest of all, at Independence Financial Partners and Royal Alliance we handle all of your regulatory filings and provide disclosure documents, client agreements, comprehensive product and platform due diligence standards—making it easier for you to ensure that you comply with policies and procedures.
At Independence Financial Partners, our open product platform also includes insurance and gives advisors more choices, better service and greater flexibility than ever before.
Advanced Support for Affluent and Business MarketsThrough Royal Alliance’s advanced markets teams of seasoned lawyers, and consultants, you can access the high-level expertise, case design and technical support that will help you help your clients succeed.
To learn more about a Career at Independence Financial Partners, call 866-691-4100 or click to Contact Us
100+ Years of ExperienceEstablished in 1909, Independence Financial Partners' history is a testament to our dedication to our clients. Today, our full service firm serves Southern New England from its main offices in Warwick, Rhode Island and Rocky Hill, Connecticut.
About UsIndependence Financial Partners has been helping individuals, families and businesses achieve their financial goals for over 100 years.